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This is the current version of Chapter 4· of Turning Words, a work in progress. Reading it out of sequence is not recommended: see Contents page. © gnusystems – send comments or questions to gnox -at- gnusystems -dot- ca.
Current 4 November 2011
If every living system is guided from within, does a body have a guide inside?
Does it have a life?
We normally recognize living bodies by the way they move or change themselves, while other things are only moved, modified or programmed by something or someone else. We can simulate life to some degree by including a power supply and a guidance system among the components of an artificial body. But what makes a natural body alive? Can we specify a component that accounts for its behavior? And what about your own body? Do you have something inside which enables your action, perception, experience or consciousness?
We had names for such ‘inner beings’ – heart, mind, psyche (ψυχη), anima, soul, self and so forth – long before we started to ask what kind of entities they are, or whether they are entities at all. We think of them as ‘inner’ because they are not visible in the way that bodies are, and yet their presence or absence appears to make the difference between a live body and a dead one – thus they appear to be hidden inside the visible body, animating it from within, and departing or disappearing at death. Our ancestors named them after other invisible things – for instance, Greek ψυχη and Latin anima both meant ‘breath’. Spirit likewise shares a root with respiration. The equivalent term in New Testament Greek is πνευμα, which primarily means ‘wind’ (the breath of the biosphere). The King James translation of John 3:8 illustrates the intimacy of wind and spirit:
The wind [πνευμα] bloweth where it listeth, and thou hearest the sound thereof, but canst not tell whence it cometh, and whither it goeth: so is every one that is born of the spirit [πνευματος].Concepts like these tend to proliferate and overlap in their polyversity, making their names difficult to translate accurately from one language to another, or even to distinguish within the same language. For instance the Greek psyche, now imported for English use, can be equivalent to mind, soul, or both at once (or neither), depending on circumstances.
The ψυχη in ancient Greek was no less ambiguous. Heraclitus said that ‘you will not find out the limits of the psyche even if you travel every path, so deep is its logos.’ For him it was ‘primarily a principle of rational cognition’ but ‘also a physical principle’ (Kahn 1979, 127-8). Plato, in the Phaedo and other dialogues, portrayed the psyche as the real and permanent person temporarily imprisoned in a dispensible body (σωμα), and the true philosopher as the man whose aim is to shake off this unruly soma, sense experience and all, in favor of intellectual contemplation. But for Aristotle, biological form was no less worthy of systematic investigation than ideal mathematical form, and philosophy meant inquiry into all natural forms, including psyche. His Περι Ψυχης (Latin De Anima, English On the Soul) begins by saying that inquiry about the psyche is ‘of first importance’ partly because ‘it relates to higher and more wonderful things,’ but also because it is central to ‘the study of nature [φυσις]; for the soul is in a sense the principle of animal life’ (ἀρχη των ζῴων; 402a). In other words, the soul is what makes a body self-motivated in the way that only animal bodies are. The English word animal imports the Latin anima to designate a body moved and guided by a soul. The notion of a disembodied soul makes little sense in this context, as Aristotle pointed out (414a).
In early Christian times, however, Platonic contempt for the body proved more influential, and the soul took on a life of its own. This in turn led to a further twist in modern times, when some people claimed that animals do not have souls, without recognizing the statement as self-contradictory. This was part of a concerted human effort to secede from the animal kingdom by claiming a monopoly on ‘soul’ (and ‘mind’ as well, both now declared independent from body) – thus driving a wedge, as it were, between human and nature. The splitting of psyche from physis left the concept of ‘body’ in a dessicated state. In this cloven vision ‘the world’ also became a desert, to be left behind by the soul at death in the hope of a higher life. The dark side of this vision is all too clearly self-confirming, as humanity continues to prove itself superior by turning its earthly matrix into a wasteland. But where the soul is going is not so clear.
No doubt this denial of natural unity was partly motivated by craving for personal permanence: some people would refuse to be recycled if they could. This can lead to a narrow reading of the time-honored stories in which the soul survives the body's death. This narrow reading takes life to be a private property, rather than a common process taking and discarding myriad forms.
The notion of an individual soul maintaining its immortal essence by refusing to mingle with the mortal body has a parallel in some scientific discourses. Richard Dawkins, for instance, says that genetic information ‘passes through bodies and affects them, but it is not affected by them on its way through’ (1995, 4). For Dawkins, what ‘lies at the heart of every living thing’ is like an internal scripture composed of ‘a billion discrete, digital characters carved in tablets of crystal’ (Dawkins 1987, 112) – a scripture unsoiled by the hands of its embodied vehicles. Dawkins has a similar vision of ‘memes’, units of cultural information analogous to genes and equally ‘selfish’. Others like to think of mind as software, rising above the breakdown of any hardware vehicle by being eternally saved somewhere else. All of these stories do make sense of one kind or another – except when they make their distinctions ‘with an axe, leaving as the ultimate elements, unrelated chunks of being’ (Peirce, EP2:2).
Such intimations of immortality, like all the works and plays of imagination, are drawn from the well of embodied experience, where the water of life is the flow of time. Yet there are always factions whose fondest wish is to rise above this flow, transcending birth and death. According to esoteric doctrines going back to Pythagoras and Plato, the pure and eternal truths of mathematics transcend the changes and chances of the temporal world. This attitude was updated in the 17th century when Newton's laws of motion appeared to conquer time by rendering it reversible. In this ‘physics’ the same equations could be used to calculate from current observations either where a body had been or where it would be, and thus the ‘laws’ themselves were permanent. But this victory over impermanence was achieved by narrowing the scope of ‘physics’ to a small corner of what the ancient Greeks called physis. The living, organic, irreversible face of nature was hidden behind a predictable mask of mechanics. In modern times, other sciences – even psychology – tried to match the success of Newtonian physics by emulating its rigorously mechanistic methods. Meanwhile, Western religion took up the stone rejected by the builders of science, exalting the ‘spiritual’ over the ‘material’ – same split, different spin.
This conceptual fault line is reflected in current usage of the English noun ‘matter’. When the banished Duke says in As You Like It (II.i) that Jacques is ‘full of matter’, he means that the fellow has deeply meaningful things to say. This was the usual sense of the noun in Shakespeare's time, but then it was drawn into the orbit of Newtonian physics, where the very nature of matter is ‘lifelessness or inertia’ (Thompson 2007, 140). Peirce, who was trained and employed in physics and chemistry, swam against this current in the 19th century by declaring that ‘what we call matter is not completely dead, but is merely mind hidebound with habits’ (EP1:331). Since then, as we will see in Chapter 11, physics has outgrown its mechanistic myopia, and matter will rise again in Chapter 15. But the physical remains a shrunken concept in everyday English, and a body understood as a ‘physical’ or ‘material’ thing seems to be dead by default. In that case consciousness, experience or even life itself appears to be a mysterious intrusion into the nature of things – hence the ‘mind-body problem’, the ‘hard problem of consciousness’ (Chalmers 1995), and the sorry vision of soul or mind as ‘ghost in the machine’.
One way to heal this human/nature split is to recognize body as both subject and object of experience. Merleau-Ponty and others have drawn attention to this dual aspect of embodiment under the rubric of ‘phenomenology’. ‘Phenomenologists distinguish between two ways the body can be disclosed or constituted in experience – as a material thing (Körper) and as a living subject of experience or lived body (Leib)’ (Thompson 2007, 235). These are two different ways of appearing (phenomenon comes from the Greek for ‘appear’), not two separate entities. ‘The lived body is the living body; it is a dynamic condition of the living body. We could say that our lived body is a performance of our living body, something our body enacts in living’ (Thompson 2007, 237; henceforth i will use ‘living body’ for Leib, as that makes more sense in English than using ‘lived body’ for the ‘living subject of experience’). We could also say that psyche in the full sense is a synonym for Leib, or body as subject; and as for ‘living body’ as Körper, we can affirm with Blake's prophetic voice that ‘Man has no Body distinct from his Soul, for that called Body is a portion of Soul discerned by the five Senses’ (MHH 4).
According to Thomas Metzinger (2003b, 380), German is the only language with two completely separate words for the two ‘views’ of body: Leib for the body which is ‘connected to a soul, or, in more modern parlance, the body as subject’; and Körper for ‘the body as inanimate object’. However, we find in New Testament Greek a precursor of this choice between two different ‘body’ words: soma and sarx. The latter (usually translated ‘flesh’) is not exactly ‘inanimate’, as it does have desires, but sarx is connected with death because its impulses can corrupt the will and lead the living astray. The English derivatives sarcastic and sarcophagus preserve the vicious and deathly overtones of the word. A preacher like St. Paul can use it to bring a taste of death into his discourse, enhancing by contrast the flavor of salvation. ‘Awake thou that sleepest, and arise from the dead’ (Ephesians 5:14): for you are virtually dead, even in the midst of life, if the ‘flesh’ dominates your spirit. The usual senses of ‘life’ and ‘death’ are thus transformed – but such a transformation has no meaning unless your embodied experience, as Leib or soul, bears witness to it.
Turning now to soma: in Paul's epistle to the Ephesians, the difference between a live body and a dead one is that the live one has been eternally saved by God's grace through Christ, so that he lives in Christ and Christ in him. He is a member of the body (σωμα) of Christ, in whom ‘dwells all the fulness of the Godhead bodily’ (ἐν αὐτῶ κατοικεῖ πᾶν τὸ πλήρωμα τῆς θεότητος σωματικῶς, Colossians 2:9). The ‘dead’ on the other hand follow ‘the desires of the flesh’ (σαρξ), which ‘are against the Spirit, and the desires of the Spirit are against the flesh; for these are opposed to each other, to prevent you from doing what you would’ (Galatians 5:17, RSV). In the context of this epistle, ‘the law’ is necessary to control and subjugate the evil ‘desires of the flesh’ when they conflict with the ‘desires of the Spirit.’ This conflict is itself a symptom of one's fallen state, and is resolved by living ‘in Christ’, becoming a member of his soma. Healing that split between ‘flesh’ and ‘spirit’ reunites the will, and the result is a ‘new creation’ (Gal. 6:15) as embodied spirit.
In 1 Corinthians 15:44 we find another contrast between two kinds of ‘body’: soma psychikon and soma pneumatikon, translated by the RSV as ‘physical body’ and ‘spiritual body’ respectively: at the moment of resurrection, what is ‘sown a physical body’ is ‘raised a spiritual body’. You might well wonder how psychikon can translate to ‘physical’, given the English usage which treats the ‘physical’ and the ‘psychical’ as radically different. Earlier in this epistle, where the same adjectives are applied to people (anthropoi), RSV translates psychikos anthropos as ‘unspiritual man’; the King James version was ‘natural man’. It seems that the distinction between psychical and physical, or mind and matter, is not as simple as it seems! Sometimes the psyche appears to side with the sarx against the pneuma – ‘soul’ vs. ‘spirit’. On the other hand, Paul tells us near the end of Ephesians that the real battle for guidance is not against ‘the flesh’ at all, but ‘against spiritual wickedness in high places’:
For we are not contending against flesh [σαρκα] and blood, but against the principalities [ἀρχάς], against the powers [ἐξουσίας], against the world rulers [κοσμοκράτορας] of this present darkness, against the spiritual hosts [πνευματικὰ] of wickedness in the heavenly places.The Valentinian gnostics, who produced some of the most profound texts in the Nag Hammadi library, placed great emphasis on this passage, and on Paul's distinction between the pneumatic and the psychic, which they interpreted as inner and outer circles of the Christian community (Pagels 1975). The church fathers defended the unity of the ecclesia, and their own authority, by declaring the Valentinians heretics. But the psychic/pneumatic duality, like the soma/sarx, is most plausibly read as two kinds of embodiment, two different ways of living.— Ephesians 6:12 (RSV)
Ultimately and intimately, all of these terms draw their meaning from embodied experience. The same goes for all the sacred stories we tell about ‘salvation’, ‘enlightenment’, ‘resurrection’ and ‘life after death’. It may be humbling to realize this, given the habit of contempt for ‘the body’ that lingers on in some religious traditions, but all of them agree that humility is an essential virtue. It is the virtue which makes dialog possible, for it curbs the arrogance of the pneumatika in high places who would claim authority or power over others, and thus it opens up a safe space for each partner in the dialog to speak directly from experience. Besides, it's the very soul of common sense.
The human is embedded in nature (and not at all a separate alienated pole, though we may think of ourselves that way). Reason and language are embedded in behavior and the body.— Eugene Gendlin (1998, VII-A.g)
Human conceptual categories have properties that are, at least in part, determined by the bodily nature of the people doing the categorizing rather than solely by the properties of the category members.— George Lakoff (1987, 371)
In the court of awareness, the body as subject is always the material witness to ‘the Spirit’ (or ‘Christ’ or ‘the Buddha-nature’ or whatever you choose to call it). Yet many of us still use the word ‘body’ only for that bulky thing which is always in the way, and ‘soul’ for the separate ethereal essence of the person. But what if the soul is nothing less than the integrity of bodymind?
The unique features of human consciousness are grounded in ‘the deep continuity of mind and life’ (Thompson 2007). If we want to see how the mental, moral and spiritual realities of our own lives are ‘embedded in behavior and the body’, we need to look into the nervous system. By 500 BC, physiological investigations had already convinced Alcmaeon of Croton that all sense perception is connected with the brain (Kirk and Raven 1957, 233). He also held (as did Aristotle) that human understanding and thought are different from sense perception, which is characteristic of all animals. Exactly what's the difference? This is still an open question, but the answers grow more specific all the time – which is just what developing bodies do, as we will see below.
What we call mind, soul or psyche develops as the body develops, its growth guided partly by genetic information and partly by environmental circumstance, but all according to the inherent principles of self-organization. These have been elucidated in our time by researchers such as Thelen and Smith, who ‘approach the mystery of human development with the conviction that the acquisition of mental life is continuous with all biological growth of form and function’ (1994, xiii). And what is true of development (ontogeny) is also true on the larger time scale of evolution (phylogeny), though the processes also differ in many details.
Through advances in molecular biology and neuroscience, we can now understand better than ever just how deeply we share our heritage – physical and mental – with all the creatures with whom we share our planet.— Gary Marcus (2004, 87)
As the human bodymind evolves, each individual embodiment of it follows roughly the same course of development. On the other hand, ‘the devil is in the details,’ and as the brain turns, so does the mind. By studying some of the stranger turns taken by their patients' lives, neuropsychologists such as Luria, Sacks, Damasio and their colleagues open windows on the workings of the brain. Case after case shows how closely our thoughts, feelings and personal traits are correlated with physical, chemical and biological functions of the nervous system. When something goes wrong with that system, its ordinary functions lose their transparency for the subject who normally sees through them, while their embodiment becomes more visible from the outside, to the careful and compassionate observer. Third-person theorizing collaborates with first and second persons to find the physical ground of mind and personality.
Take for example cases of anosognosia, a condition in which the left side of the body is paralyzed (usually by a stroke), and the subject is unable to know of this paralysis. Such a patient will typically deny that there's anything wrong with him even when the doctor asks him to move his left arm and he is unable to do it. Ten minutes later, the same patient will swear that he has the full use of his left arm. This bizarre condition of unknowing is caused by damage quite specifically localized in the right hemisphere of the brain (Damasio 1999, 211). A stroke affecting the corresponding areas on the left side of the brain will lead to paralysis on the right side of the body, but not to anosognosia – that patient will be fully aware of her paralysis.
Perhaps even stranger is the discovery by neurologist V.S. Ramachandran that anosognosia can be temporarily cured by squirting cold water into the patient's left ear (Ramachandran and Blakeslee 1998, 144). He also discovered surprising ways of dealing with pain in the phantom limbs often felt by amputees. By clever use of mirrors, the subject can fool his own brain into representing the body in a different way. Although you can't directly will your pain away, we can often devise devious means of altering the brain's presentation of your body to you, and that's where the feel of your body lives. ‘Your own body is a phantom, one that your brain has temporarily constructed purely for convenience’ (Ramachandran and Blakeslee 1998, 58). This construction is what you experience (from the inside) as your body, because your brain works transparently to present this image to you. But from a third-person perspective the brain's work itself becomes visible, and the image a ‘phantom’ (since nobody sees it but you). Your ‘first-person perspective’ or ‘sense of self’ is grounded in your body-image, which is simply your body to you and simply an image in third-person theory. Your brain has a mind of its own, most of it quite beyond your control, and that's why it may take devious means to change its habits.
By incorporating this theoretical perspective into your own first-person view, you can have a double vision of your own body as feeling and as phantom. Maybe you can't have both at once – ‘when one side is illumined the other is dark’ – but learning to switch from one to the other can bring you to a new level of ‘convenience’, just as amputees can learn to control their own phantom pain with Ramachandran's technique. His trick with mirrors is a scientific parallel to the the buddha's use of ‘skillful means’ to show sentient beings the way out of suffering (as in the Lotus Sutra, Chapter 2). The way is simply to embody your inherent buddha-nature, and the skillful means is nothing but this very buddha-dharma. Skillful means appear magical or miraculous (if they appear at all) to those who can't explain how they work, but the Buddhist will say that Leib, Körper and consensual mind are all empty, and that is the essence of their reality. Likewise in the terms of neuroscience, there is no other being ‘inside’ your body, viewing all this from within. The whole body senses because it is a self-organizing process. You are inside the system not as a solid thing is inside a container, but as an act or process is in time. The view of your body from without is in another, more public process, and only from there can we talk about your brain as constructor of your experience.
Another very specific sign of the broken brain's effect on bodymind is alexia, a disability resulting from damage to a particular small region in the left hemisphere, but not from damage to the corresponding region on the right. The alexic person is completely unable to read text on a page: he can see (and say) that there are letters and words on the page, but can make no sense of them. He can write down a text as it is dictated to him, and understand what it says; yet five minutes later he will be totally unable to read the very text he has just written down. However, if he knows a written language which uses ideograms instead of a phonetic alphabet, his ability to read that language will be unimpaired. Other specific deficits result from lesions in nearby (and equally specific) parts of the brain: color anomia, in which the subject sees colors normally but is unable to name them; and achromatopsia, in which the subject sees no color at all – his whole world is in black and white and shades of grey (Houshmand et al. 1999, 64-5; on achromatopsia see Sacks 1995). Such cases dramatically demonstrate that when we investigate mental functions and dysfunctions, we find them to be intimately related to something going on in the brain. It's no longer worth questioning that ‘body, brain and mind are manifestations of a single organism’ (Damasio 2003, 195) – a process which includes every act of meaning.
The biology of meaning includes the entire brain and body, with the history built by experience into bones, muscles, endocrine glands and neural connections.— Walter Freeman (1999a, 157)
To sum up: as animals we have bodies connected to the natural world, such that our consciousness and rationality are tied to our bodily orientations and interactions in and with our environment. Our embodiment is essential to who we are, to what meaning is, and to our ability to draw rational inferences and to be creative.— Mark Johnson (1987, xxxviii)
We understand human nature by understanding its embodiment. And as Eugene Gendlin puts it, ‘we must reunderstand animal bodies in order to understand our own body’ (Gendlin 1997a). Chapter 3 introduced this reunderstanding of living bodies in terms of autonomous agents. As Damasio explains, such a description applies all the way down to microscopic levels:
A simple organism made up of one single cell, say, an amoeba, is not just alive but bent on staying alive. Being a brainless and mindless creature, an amoeba does not know of its own organism's intentions in the sense that we know of our equivalent intentions. But the form of an intention is there, nonetheless, expressed by the manner in which the little creature manages to keep the chemical profile of its internal milieu in balance while around it, in the environment external to it, all hell may be breaking loose.— Damasio (1999, 136)
The amoeba keeps its balance by acting into its world as autopoiesis demands. Moving up from the microscopic to the basic level, the ‘home scale’ most familiar to humans, let's observe a cat watching a hole from which he expects a mouse to emerge. When you say that the cat is intent on catching the mouse, or intends to pounce on it, you have the essence of intentionality: an inner tension which ‘stretches’, and sometimes strains, toward actual expression. The mouse too is moved by intent: if she does emerge from the hole, it's because she intends to go somewhere, perhaps to find food. Neither the mouse nor the cat is consciously planning to achieve some goal, or thinking about it in anything like a human language, but intentionality in this sense is the seed from which conscious purpose develops. (For the time being we will leave aside the other senses of intentionality recognized by philosophers of mind.)
The development of intentionality toward consciousness (and conscience) is an example of the ‘growth’ process through which something vague and unformed becomes more specific, more definite. This process involves a hierarchy different from the scalar kind (the holarchy) introduced in Chapter 3, but also involved in the complexity of life. Stanley N. Salthe (1993 and elsewhere) calls it a specification hierarchy because the higher levels are more specific than the lower. I have already outlined one example in the chapter on dialogue: an idiom is a specific kind of dialect, which in turn is a variety of a language (such as English or Spanish), which belongs to a grouping which itself may be a member of a language family, which is in turn a branching from the single root of the universal human faculty for language. The tree metaphor lends itself to this concept, as we can see from the word ‘branching’ in the previous sentence, or from the common phrase ‘tree of life’ – which allows us to picture the development process which began with the earliest and simplest life forms on Earth and generated every species appearing since then. This diagram of speciation shows all of us earthlings as genetically related, i.e. all branches of such a tree (or bush). So in order to understand the ‘roots’ of our own guidance systems, it is crucial to see how the specification hierarchy differs from other kinds, such as scalar, social and value hierarchies.
Salthe has devised a notation (adapted from set theory in mathematics) for representing specification hierarchies in a convenient way. In this notation, each level is named, and the names are arranged with the most specific (highly refined, developed or differentiated) level placed in {brackets} inside of the lower levels in the hierarchy. We can illustrate and apply this notation by mapping the ‘language’ example (given above) as follows:
{ language { Indo-European { Romance { Spanish { Castilian }}}}}
(In this example the Castilian dialect is the highest level simply because i don't know the name of any specific idiom of Castilian.)
We can also map some different levels of intentionality in this way:
{ natural tendency { biological function { conscious purpose }}}
What this says – reading from the highest (innermost) level down – is that conscious purposes are elaborations or developments of biological functions, like those which motivate a plant's turn toward the sun or a worm's movement to avoid the light. Those functions in turn are refinements of physical tendencies, such as gravitation, or the quest for equilibrium which is formulated as the second law of thermodynamics (Chapter 3) – the tendency of all substances to dissipate or mix themselves with others, to distribute themselves evenly throughout any container, unless prevented by stronger physical forces that keep them apart.
In other words, conscious choice is natural selection honed to a fine edge and souped up to warp speed. When we say that water ‘seeks’ the lowest level, we are simply extending the significance of the ‘intentional’ verb ‘seek’ to lower levels in the hierarchy. This is one very common kind of metaphor; and extending significance upward in the hierarchy is equally common. For instance, we might speak of ‘God's plan’, where ‘God’ is creator and sustainer of the universe and we project our human experience of conscious purposefulness and deliberation onto this higher-level being. (Talking this way is more complimentary to ourselves than it is to God, if you think about it.)
Reading the world, for social animals like ourselves, means reading other people, or the signs they give, for a sense of their intentions – either what they mean to do, or what they mean to say (as in the ‘intended meaning’ of an utterance). The difference here is the difference between meaning-to and meaning-that. Meaning to do something is intending to do it. Meaning-that is, for us language users, intending somebody to understand something by means of some symbol we are using for the purpose. More broadly, and often below the conscious level, it is signifying something by means of signs – the process of semiosis. Smoke means (signifies) that something is burning, even when nobody intended it to have that meaning.
Animals read the signs around them and direct themselves accordingly. Then symbols evolve from signs, not arising like smoke but emerging through an evolutionary process – which is also unintended, even though every step is taken by intent. In human consciousness, the intertwining of meaning-to and meaning-that has become so complex that we live and move mostly in a ‘virtual’ or ‘symbolic’ world beyond the immediate worlds of cat and mouse. We not only direct ourselves, but often wonder how we do it and how to do it better. Now intent itself has become intentional. You could say that the peculiarly human level of consciousness consists of catching ourselves in the act of meaning.
A human intending to catch a mouse will probably use a mousetrap intended for that purpose (or perhaps even design a better one). Human intentionality is often entangled with artifice – with artifacts devised for some purpose, or for the communication of an ‘intended meaning’ by means of symbols. In the course of cultural evolution, our bodies too have grown all sorts of artificial extensions which become ‘second nature’ to us, as Andy Clark (2003) shows. You are using at least one of those extensions at the moment, though not (until now) consciously. In everyday language, we typically describe an act as ‘intentional’ in order to distinguish it from unconscious (accidental, automatic, unthinking) acts. But every act has some element of purposefulness to it, just as every event has some cause; and the deeper we look into what goes on in the organic world, the harder it is to draw a firm line between cause and purpose.
Aristotle recognized that purposefulness does not have to be artificial or conscious: ‘For just as mind acts with some purpose in view, so too does nature [φυσις], and this purpose is its end [τελος]’ (On the Soul, 415b). The psyche was ‘the cause [αἰτια] and first principle [ἀρχη] of the living body’ and ‘also the cause in the final sense’ – that is, the soul is both the source and the ‘final cause’ or telos of bodily movement, growth and change. This is perhaps a vague way of saying that living systems are autonomous, self-organizing agents, embodying intentionality not only in their behavior but also in their development. For instance, human development (ontogeny) from fertilized egg to embryo to child to adult has an obvious direction to it, though nobody would say that the child grows ‘on purpose’. The ‘final cause’ appears to ‘pull’ the whole process in a general direction, toward the fully developed form which Aristotle called ἐντελεχεια, and thus the psyche is the entelechy of the body (ςωμα) (Περι Ψυχης 414 a 19).
This may seem an odd way to talk about ‘causes’, since the scope of the word in current English is narrow compared to Aristotle's αἰτια. From that word we get the medical term etiology for the study of the causes of diseases (an appropriate development, since Aristotle had a medical background), but this study is considerably broader than the notion of ‘cause’ in Newtonian physics with its mechanistic focus on linear chains of ‘causes’, each pushing the next like a line of dominoes. Aristotle's concept of aitia was more organic:
A cause is that upon which something depends in being. If the something is an individual, there is not only the question of the cause of the generation, the efficient cause; there is also the question of what the individual is made out of, the material cause; and the question of what makes it to be this kind of individual (a horse, say, or a human being) rather than some other kind, the formal cause; and there is the question of how it develops from an initial to a mature state, from a seed to a full-grown organism of that type, the final cause. Were it only a question of moving things around in space, efficient causality in a diminished form – like a shove – would be enough. But to explain, along with beginning and ceasing to be, growth and development – quantitative and qualitative change as well as local motion – we need cause in this fourfold sense.— Deely (2001, 64)
Just as final causality explains development, intentionality explains behavior; the time scale is the main difference. ‘Intentionality first emerges in nature in the form of autopoiesis and sense-making’ (Thompson 2007, 159), and consciousness emerges as cognitive systems grow more complex. Conscious purpose, or conscious will, is a highly refined and enhanced version of the intentionality that characterizes all living beings. Not all intentions are conscious, but all consciousness is intentional. (Chapter 7 will venture further into this subject.)
Suppose we now jump from the time scale of an individual life to the higher scale of the human species evolving. Can we say that this process too is preconsciously intentional, guided by some final cause? There is no reason to rule this out, but there is a problem in applying it, because we have not yet seen the end of the process, as we have many times over in the case of individual development (ontogeny). Thus we can't even begin to specify the final cause of the evolutionary process as we can with ontogeny – though some theologians have tried, misappropriating Aristotle's concept of telos to invent a ‘teleology’ quite external to the process, and even a ‘God’ who had these purposes consciously before the process began, thus rendering all of ‘nature’ artificial. This idea seems to have had some appeal for the English masters of the industrial revolution, shaping the cultural milieu into which both Blake and Darwin dropped their visionary bombs. Even today this designer god is popular in some circles, thanks again to human arrogance – for his divine ‘purposes’ seem all too conveniently human, especially for the dominant classes of men.
But the elements of telos in the evolutionary process run far deeper than such human projections. A reproducing entity takes on a specific form, and modifies it over the course of many generations, because it is adapting itself to an ecological niche. For instance, predators (such as the cat) have eyes structured and frontally placed in a way that enables them to focus intently on their prey, while prey (such as the mouse) have eyes on the sides of the head, which gives them greater peripheral vision and enables them to spot predators coming from almost any direction. This design is obviously no accident; it is functional; and thus it is sensible enough to say that the ‘purpose’ of the rabbit's big ears, powerful hind legs and evasive running style is to help it avoid getting caught by the fox. If we take human conscious intentions as the primary meaning of ‘purposes’, then this usage in biology is a metaphor, just as theological references to the creator's ‘purposes’ or plans are metaphors projected from our own internal guidance systems. On the other hand, if conscious purpose is really just the flowering of a telos more deeply rooted, we can find it even in prebiological physics, as Salthe does (see Chapter 3) by presenting the pull of equilibrium as final cause of everything happening here ever since the Big Bang.
Peirce finds the same kind of general and non-purposeful telos operating at the personal level, in the ‘law of mind’ which ‘implies a teleological harmony in ideas.’
… in the case of personality this teleology is more than a mere purposive pursuit of a predeterminate end; it is a developmental teleology. This is personal character. A general idea, living and conscious now, it is already determinative of acts in the future to an extent to which it is not now conscious.Peirce, EP1:330
Person is another word that can mean ‘body’ or ‘soul’, depending on the context. (At another scale, it's also applied in law to a corporation – a development with a dark side, as we have seen). You could say that the mature person is the telos of human development, Aristotle's entelechy.
As a person, you are first of all an organic system: your bodily structure and habits are determined by the way you self-organize to carry on your dialogue with your environment. Operationally and structurally, each organism is enclosed in its own organization. But development and learning push the envelope. Intentions push from the inside, and whatever pushes back from the outside (or happens to be in the way) gives form to intention – informs it – by prompting the organism to change its own structure, its inner habitation. In higher mammals, at least, the brain monitors both intent and the external world, and maps the relationship between them. This leads in human experience to a ‘first-person perspective’, a sense of being somebody, along with a ‘third-person perspective’ on other bodies.
These ‘perspectives’ develop in parallel with the three grammatical ‘persons’, as outlined in Chapter 2. These ‘persons’ are a triad, none of which could operate without the other two in the background. The first-person perspective can only be taken by someone who has already distinguished between self and other. The grammatical first person is a means of indicating oneself, as distinguished from other people, to other people. There is no I without you and them. Language being a communal phenomenon, anyone using the first person is already playing a role in the community. As mentioned in Chapter 2, the meaning of Latin persona is ‘mask’. An actor on the classical stage would ‘sound through’ (per-sonare) a mask appropriate to his role in the drama. Later the person comes to mean the role itself, and personality one's role on the larger stage of life. A role is a part, separate by definition from the other parts in the play. As the person settles into her social role, the mask becomes the face, and the wholeness of human being is hidden behind the persona, the personality.
Souls, personalities, and egos are masks, spectres, concealing our unity as body. For it is as one biological species that mankind is one … so that to become conscious of ourselves as body is to become conscious of mankind as one.How does one ‘become conscious of ourselves as body’ without falling apart, when language itself already involves a trinity of ‘persons’? This question represents the ultimate of intimologies. Somehow language has to be adapted to the intent of the primal person, the one who speaks from the heart before the split into self and other. I call it a person only because it speaks; behind the voice is the ἀρχη, source of the archetypes of Jung and Eliade, from which flows the very current of time, before time was laid out like a corpse on the line of history, before presence exploded into a space of myriad locations.— N.O. Brown (1966, 82)
Many a meditative discipline offers access to this source, but the practice of dipping into it, to use Eugene Gendlin's term, is not reserved to initiates. Since i can't improve on Gendlin's account of how it's done, i refer the reader to his work on focusing. Perhaps the following thumbnail sketch will serve as an introduction.
Observe what happens when you try to express your experience in writing. Various ways of saying it may occur to you. How do you know which terms really work, or tell the whole truth, and which do not? Certainly you are guided by your knowledge of the language and its conventions, but that guidance alone is not enough to tell you which expressions actually say what needs to be said in this very situation. So there must be another guide at work in this needing itself, but deeper than any pattern yet formulated. This nameless guide or inner source enables you to name the feeling, and to recognize the right name when you hear it. Gendlin refers to this as a felt sense.
This is felt in the body, yet it has meanings. It has all the meanings one is already living with because one lives in situations with one's body. A felt sense is body and mind before they were split apart.— Gendlin (1981, 165)
Before we find a ‘handle’ on it, the unformed quality of the felt sense makes it seem vague, dim, obscure, as the Tao is said to be. Yet the need can be sharp indeed, and the process of finding the form that articulates it exquisitely precise. The poet searching for just the right word, or the physicist looking for the promising hypothesis, may have to reject many candidates before the right one comes to her, but will recognize it when it does come, and meanwhile see that the others just won't do.
In describing the process of feeling for the next line in an unfinished poem, Gendlin uses the symbol ‘.....’ to represent the place which the unwritten line must take. In this situation the poet is acutely aware of a blank, a niche, a ....., calling to be filled:
The next line has to come – it cannot be manufactured, manipulated or forced into place, for it is implied by the whole situation, or felt by the whole body. This implying is real precisely to the extent that it eludes conscious control. Michael Polanyi calls the implicit realm the tacit dimension, referring to ‘the well-known fact that the aim of a skilful performance is achieved by the observance of a set of rules which are not known as such to the person following them’ (Polanyi 1962, 49, his italics). It is not the implying of propositional logic, for ‘our logically controlled thoughts compose a small part of the mind, the mere blossom of a vast complexus which we may call the instinctive mind’ (Peirce, EP2:241). It has an intricate order that explication can draw upon, or dip into, but cannot finalize as long as it lives. In his writings, Gendlin constantly reminds us of this by filling a niche in a sentence with not one but several alternative terms, adding ‘.....’ at the end, as if to say that your felt sense of what's being said here may call for a term different from any of these suggested, or may even call for you to leave the gap open for the time being. (See his second paragraph in the quotation just above for an example.) More briefly, you could say that ‘.....’ symbolizes implying itself. This directs us to ‘a process-order, a forming rather than a formed type of order’ (Gendlin 1987).The blank is vague, but it is also more precise than the poet can as yet say. It cannot be said in common phrases. Poetry creates new phrases to say something new. This ..... demands and implies a new phrase that has not yet come. So the ..... is actually more precise than what has ever been said before in the history of the world.
Of course, in a way the blank is said by the lines leading up to it. The poet can have (get back, keep a hold of, hear, sense, ..... ) this blank by re-reading and listening to the already written lines – over and over. So they do seem to say it, or, more precisely: They have a role in saying what is further to be said.
But when the next line does come, it nearly always forces some revision of these already written lines. The written lines imply something that will revise – those very lines.
— Gendlin (1992a, A-3)
Felt sense as experiencing, then, is both formless in itself and intricate in its implications, because in any situation it breathes life into some symbols and leaves many others untouched. When any of these living implications are explicitly symbolized (expressed, articulated, specified, ..... ), the whole situation is carried forward in some self-defining direction. This forward feeling is the current that powers the process of meaning. It is the flow of the Heraclitean river that enables detection of difference or sameness (identity), but is in itself neither the same nor different. Into that river we step and do not step; we dip into it, drawing upon the implicit intricacy to refresh and realign our guidance systems.
The primal person finds expression by opening lines of communication between conscious and preconscious embodiment. When that expression uses language, it must wear at least one of the three ‘persons’ like a mask, even while urging the interpreter to see through that mask.
Consider the universe of scientific discourse, or the consensual reality made up of the public objects of our common signs. This objective world is the concern and creation of third-person language. Implicit (often buried) in it is second-person or intersubjective language, ‘speech acts’ and other sayings uttered for the sake of their effect on the thoughts, feelings, actions or habits of the person(s) to whom they are addressed. (The classical term for the study of how this works is rhetoric.) Meanwhile, as we know, ‘it is always the first person speaking’, since the only felt sense you can dip into is your own. Yet the reader in touch with the implicit intricacy, and alive to the deeper situation, can still hear the voice of the primal person through all these masks.
The primal person does not divide ‘internal’ from ‘external’ reality or ‘subjective’ from ‘objective’ knowing. The primal as first person does not speak as a private self separate from others or dwelling within any social or physical space. There is no other, there is only here, eternally. – But of course the true Source is eternally silent; it can only make an appearance by venturing into the weeds and mud of three-personal language.
In the ordinary discourse which lubricates the social wheels, you pretend to know what the speaker is talking about for polite or politic reasons. This pretense continues when it's your turn to talk, in order to keep the conversation going. But you have to cut off all this pretending in order to speak from the heart of the matter. Somehow you have to collaborate with the others without getting lost in an alien logic. That may mean bending the rules and breaking the mold of linguistic habitation – or taking on the voice of prophecy, as Blake would say.
The implicit intricacy out of which the prophet speaks could also be called the living body – the body as experiencing subject, or primal person, not as object of first- or third-person perception. In the light of all this, let us turn once more to the Gospel of Thomas.
Jesus said, ‘If the flesh came into being because of spirit, it is a wonder. But if spirit came into being because of the body, it is a wonder of wonders. Indeed, I am amazed at how this great wealth has made its home in this poverty.’Since the spirit seems to be ‘wealth’ and the body ‘poverty’, it is easy to read this as expressing ‘disdain for the body of flesh just as it does for the material world’ (5G, 60) – a typically ‘gnostic’ idea which places Thomas in the same cultural context with Paul and John. But is this the only way to read it? Indeed, i am amazed myself that consciousness and conscience have come into being ‘because of the body’, and that the spirit of intentionality has come to be embodied in beings who are capable of wonder. The story of evolution feeds that sense of wonder. (Besides, the metaphors of ‘wealth’ and ‘poverty’ have their own polyversity in the literature of the time as in the enduring spiritual traditions of all times. Dedication to the life of the spirit often includes a vow of poverty, while ‘wealth’ and ‘materialism’ often go hand in hand.)— Gospel of Thomas 29 (Lambdin)
If such an ambiguity seems a bit strange, even more curious are two other sayings in the Gospel of Thomas, both of which use a word translatable as ‘body’. These two sayings are almost identical twins except for the ‘body’ word used in the Coptic manuscript. One uses a transliteration of σωμα, Paul's word for the body of Christ in which we live if we are saved; the other uses πτωμα, which was generally used of a dead body. Ptoma (source of our ‘ptomaine poisoning’) seems to have a negative spin like sarx (‘the flesh’) in John and Paul – yet on another level, they are not so different, except that one word spits while the other hisses. Here are the twin sayings:
Jesus said, ‘Whoever has come to know the world [κοσμος] has discovered a carcass [πτωμα], and whoever has discovered a carcass, of that person the world is not worthy.’— Gospel of Thomas 56 (Meyer), substituting the Greek letterforms for the Coptic
Jesus said, ‘Whoever has come to know the world has discovered the body [σωμα], and whoever has discovered the body, of that person the world is not worthy.’— Gospel of Thomas 80 (Meyer)
Saying 56 appears quite straightforward in its expression of disdain for both body and world, and in its claim of superiority. In order to discover or know anything, one has to be alive, and we all (by default) value life over death; so ‘whoever has come to know the world’ has risen above the rubbish heap of the world precisely by seeing it as a rubbish heap. This is the superiority of the subject over mere objects.
We could read Saying 80 as a repetition or paraphrase of 56 – which would make it redundant. But i prefer to read it in the context developed in our inquiry thus far. Reading it that way, a tiny difference in the text can trigger a major shift, even a reversal, in the reader's point of view. Suppose, then, that the discovery intimated here is that world and body are not distinct, and neither are body and soul: they are aspects of a single reality. Let us suppose also that ‘the world’ here means a set of habits appearing as a collection of objects. The body (σωμα) is likewise a set of habits, one of which is to see itself as an object. Both objects and habits are metaphorically dead, until the moment of discovery in which the subject recognizes them as such. That moment is an awakening, a coming alive – a resurrection of the body.
The Christian idiom brings yet another dimension to this: for the resurrected body arises from the crucified body. The crucifixion is not a central focus in Thomas, which mentions the cross only once (in Saying 55, which we will take up later); but Thomas 56 and 80 may be related to Q (Luke) 17:37:
ὅπου τὸ σῶμα, ἐκεῖ καὶ οἱ ἀετοὶ ἐπισυναχθήσονται.Thomas Traherne (First Century, 56) puts it thus: ‘Where the carcass is thither will the eagles be gathered together.’ The Greek word translated as ‘eagles’ or ‘vultures,’ ἀετοὶ, is as ambiguous as σωμα or ‘body’. Traherne is referring here to the crucified Christ, ‘to the contemplation and serious meditation of his bloody sufferings,’ whereby we ‘enter into the heart of the universe.’ Contemplation of this ‘carcass’ draws all humanity together into the resurrected body of Christ – not at the end of history but at this eternal center around or within which time revolves, the moment of contemplation.Wheresoever the body is, thither will the eagles be gathered together. (KJV)
Where the corpse is, there the vultures will gather. (New English Bible)
The Gospel of Philip, which follows the Gospel of Thomas in Nag Hammadi Codex II, says,
People who say they will first die and then arise are wrong. If they do not receive the resurrection first, while they are alive, they will receive nothing when they die. So it is said of baptism, ‘Great is baptism,’ for if people receive it, they will live.This implies that baptism and resurrection are functionally equivalent, and those who receive neither in their lifetimes do not ‘live’; to ‘live’ is clearly a cut above being ‘alive’. There is more than one level of life. The source of it all is intent, which makes us subjects of experience, and thus bestows upon us a world of objects – and of other subjects. The recognition of others as other selves is absolutely crucial to human subjectivity; you have developed the concept of a private self because you noticed first that there were autonomous agents out there in your world, and then that you appeared likewise to them. You learn to use, name, identify and imagine objects by implicit collaboration with those other selves. And yet – this world is your world.— (Meyer 2005, 73)
You never enjoy the world aright till the sea itself floweth in your veins, till you are clothed with the heavens and crowned with the stars; and perceive yourself to be the sole heir of the whole world, and more than so, because men are in it who are every one sole heirs as well as you.— Traherne, The First Century, 29
Or, as we have already heard from Gospel of Thomas 3,
When you come to know yourselves, then you will become known, and you will realize that it is you who are the sons of the living father. But if you will not know yourselves, you dwell in poverty and it is you who are that poverty.
In this revelation we seem to have a twin paradox. First, you are told that you are really the king of the world, sole heir of the kingdom, and not just one of many subjects as you commonly believe. Second, you yourselves appear to be both singular and plural, since all the kings have this in common, that they are every one sole heirs as well as you. This knot is not untied until it dawns upon the primal person that .....
The world is inside out.
Next chapter: Inside Out →
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